{"id":131,"date":"2026-08-31T17:26:33","date_gmt":"2026-08-31T17:26:33","guid":{"rendered":"https:\/\/www.ifieldsmart.ai\/glossary\/?p=131"},"modified":"2026-08-31T17:26:34","modified_gmt":"2026-08-31T17:26:34","slug":"non-compliant-submittal","status":"publish","type":"post","link":"https:\/\/www.ifieldsmart.ai\/glossary\/non-compliant-submittal\/","title":{"rendered":"Non-Compliant Submittal"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\">A &#8216;non-compliant&#8217; submission includes product data sheets, shop drawings or samples that do not meet the criteria. These can have a wrong manufacturer, insufficient performance rating, or missing required documentation.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Reviewers usually respond to a non-compliant submission in one of three ways. They may reject the submission and request a resubmission, or approve it with exceptions that the contractor must address. On rare occasions, reviewers may approve a legitimate substitution request if the performance requirement of the specification is met, even though the language of the specification&#8217;s basis of design is not met exactly.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">It is far less costly to identify a non-compliance issue in a submission than to identify one after the material has been ordered or installed. A non-compliant door hardware submission review results in a resubmission, likely a two-week wait. If the hardware is installed and non-compliant is found, it results in complete removal and hardware replacement, as well as a delay to the work installed after it.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">In this case, the individual instances are less important than the overall patterns. A subcontractor that consistently provides non-compliant submissions, resulting in multiple resubmissions of multiple items, likely has a poor understanding of the specification requirements or poor quality control and should therefore be reviewed by a project manager.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">A commonly encountered type of call that should be identified directly is the ability to distinguish a truly non-compliant submittal from one that is not compliant but is a functionally equivalent substitute for what the spec requires. Rejecting minor deviations without regard to performance will create unnecessary additional submittals and schedule issues. A reviewer who is overly permissive in overlooking deviations may approve a submission that does not meet the project&#8217;s requirements. This can only be helped by experience and good judgment.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Tracking non-compliance patterns across an entire project, not just per submittal, gives project leadership useful early warning about a specific subcontractor&#8217;s overall quality control on the office side, before that same lack of rigour potentially shows up in actual field installation quality as well. A sub submitting carelessly at the paperwork stage isn&#8217;t necessarily careless everywhere, but it&#8217;s a signal worth watching more closely going forward. Answering each rejection from a subcontractor often has a positive effect on their subsequent submissions, as it helps correct mistakes.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>A &#8216;non-compliant&#8217; submission includes product data sheets, shop drawings or samples that do not meet the criteria. These can have a wrong manufacturer, insufficient performance rating, or missing required documentation. Reviewers usually respond to a non-compliant submission in one of three ways. They may reject the submission and request a resubmission, or approve it with [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[15],"tags":[],"class_list":["post-131","post","type-post","status-publish","format-standard","hentry","category-n"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.3 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Non-Compliant Submittal | iFieldSmart AI<\/title>\n<meta name=\"description\" content=\"A non-compliant submittal is a product data sheet, shop drawing, or sample submitted by a contractor for approval that doesn&#039;t actually meet the...\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.ifieldsmart.ai\/glossary\/non-compliant-submittal\/\" 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